Thank you for attending TechOps11 

November 17th – New York Athletic Club

A one day conference for MMI member firms designed to promote strategic discussions with peers on topics related to technology and operations. With all of the changes occurring in the industry, technology and operations groups have to adapt and react to those changes and challenges.

View the Agenda

TechOps11 Opening:

  Roger Paradiso/Gary Jones - TechOps11 Opening Slides with Data (483.1 KiB)
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11:30 AM -  12:30 PM Session: Is Outsourcing being driven by the meteoric pace of change?:

  Smartleaf Guide to Overlay Portfolio Management (925.2 KiB)
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12:30 Luncheon presentation – Michael F. McGovern

  Michael F. McGovern (209.9 KiB)
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2:30 PM – 3:30 PM Advisory Track:

  Managing Operational & Compliance Risks for Advisor-Driven Assets (410.6 KiB)
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IMCA accepts 9 CE hours (toward CIMA®/CIMC®/CPWA® certifications) for the November 17, 2011 Technology & Operations Conference. Certificants who attend the program are individually responsible for completing and submitting the CE form, http://www.imca.org/main/do/ReportCIMACE, in order to receive CE credit. The course ID Number is 11MMI001.

At the 2011 MMI Fall Solutions Conference, you will hear from the business executives who are leading our industry through unprecedented change. Attendees will learn which trends in product, technology and infrastructure are shaping the new age of advisory solutions and how we as an industry can leverage the change to best serve our clients. The underlying tenet of advisory solutions is professional advice and investment management. How that advice is delivered and which investment solutions are resonating with advisors and investors are both changing. Industry experts will share their perspectives on the evolving investment options and platforms, the changing regulatory environment, and how to effectively market to existing and new distribution channels.
Agenda  |   Summary

 
Conference presentations are below

Wednesday

The MMI Gateway to Leadership Class of 2011 Interns graduated with honors. Each of the students gained real work experience in their respective firms and garnered praise from their employers.

The closing ceremonies held at ING’s offices featured speakers from the program’s partners; UNCF, NAACP, MMI as well as current-year students and alumni. This year’s business case competition challenged students to analyze and pick investment solutions with the winning team attaining a double digit return.

Sincere thanks to all of the sponsoring firms and congratulations to our Class of 2011. We look forward to working with you in the future.

Join MMI to hear exclusive new research from McKinsey & Company on how asset management firms can generate growth in a time of uncertainty. 

 Thank you to all who tuned in to listen to the MMI Net Meeting on September 21st.

If you would like to replay the meeting, you may do so by clicking the link below.

  MMI Net Meeting: a preview of the Rep as PM White Paper (unknown)
Only members can have access to this file, if you are a member please login. If you don't have a user id and password, please email Elizabeth Bontrager (ebontrager@mminst.org)

View Presentations from the Toronto Conference  

 Agenda.

IMCA accepts 5 CE hours (toward CIMA®/CIMC®/CPWA® certifications) for the June 2nd,  2011 MMI Asset Gathering: Advisory Solutions  in the Canadian Marketplace. Please contact IMCA directly for the Program ID needed for completing the application for credit.

Certificants who attend the program are individually responsible for completing and submitting the CE form,http://www.imca.org/main/do/ReportCIMACE, in order to receive CE credit.

Managed Investment Solutions Workshop

Citi Offices 

If have questions regarding getting access to documents and presentations from the workshop, please contact Elizabeth Bontrager at ebontrager@mminst.org

As a follow up to the workshop, participants will be sent session highlights, which include the key ideas to reinforce the important learning points.

IMCA accepts 7 CE hours (toward CIMA®/CIMC®/CPWA® certifications) for the June 20th, 2011 MMI Managed Investments Solutions Workshop

Certificants who attend the program are individually responsible for completing and submitting the CE form,http://www.imca.org/main/do/ReportCIMACE, in order to receive CE credit.

Please join us on June 16 at the The New York Athletic Club for the 2011 MMI Conference on Compliance and Enforcement.

Don’t miss this important meeting intended for business executives and their legal counsel. Our industry has a strong financial outlook after a significant period of uncertainty, continues to consolidate with mergers and acquisitions, and faces potential increased scrutiny from legislators and investors. How do we address the need for greater levels of support and likely increased regulation while managing margins and profit?

This conference will examine key business issues facing senior executives today: compliance, marketing, due diligence, and best practices implemented at manager and sponsor firms.

This conference should be mandatory for senior business persons in our financial services sector to stay ahead of our ever changing businesses and the corresponding legal issues.

IMCA accepts 7.5 CE hours (toward CIMA®/CIMC®/CPWA® certifications) for the June 16th,  2011 MMI Conference on Compliance and Enforcement. Please contact IMCA directly for the Program ID needed for completing the application for credit.

Certificants who attend the program are individually responsible for completing and submitting the CE form,http://www.imca.org/main/do/ReportCIMACE, in order to receive CE credit.