National Sales Manager

04 June 2010

Newly formed Los Angeles-based SEC registered investment adviser offering international and global equity products is seeking an experienced Retail Oriented business development professional who will head up and manage its Marketing Department. The successful candidate will lead the firm’s efforts at developing, establishing and maintaining client relationships in retail distribution channels including SMA, RIA and [...]

Register Now for the MMI Legal and Regulatory Affairs Meeting

24 May 2010

Registration Summary – At the sold-out 2009 conference we heard from the industry’s legal and business leaders on critical topics such as due diligence, new products, ERISA, Risk, SEC exams and the ever popular manager/sponsor roundtable. This year’s legal/regulatory conference will convene on June 16 at the The Westin New York at Times Square. The [...]

Director, Investment Advisory, Edward Jones

24 May 2010

Responsibilities Responsible for the development and support of new and existing investment advisory programs that consider client and branch team needs in order to accelerate the firm’s evolution from products-based to solutions-based advice Responsible for advisory business support and coordination with vendors and internal departments regarding the integration of new advisory programs, solutions and systems [...]

Rebuilding the Advisory Relationship

18 May 2010

We are pleased to provide you with MMI’s newest publication, Rebuilding the Advisory Relationship 2009-2010: Solutions, Resources and Support—another paper from our MMI Reports series. Prepared for MMI members by FUSE Research and authors Neil Bathon, Mike Evans and Kevin Keefe, the report presents a careful exami- nation of how successful firms are supporting advisor [...]

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Job Postings

Senior Marketing Associate Ashfield Capital Partners

Posted on 29 August 2010

Responsibilities: Produce high-quality, timely RFP/questionnaire responses for new and existing institutional, SMA, wrap and sub-advisory accounts. Collaborate with subject matter experts to keep data current and accurate. Monitor, track and report on RFP activity and status. Complete third-party consultant databases on a monthly and quarterly basis Procure, organize and maintain firm and strategy data needed [...]

Net Meetings

Member Only Area

Posted on 16 November 2000

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News & Information

Rebuilding the Advisory Relationship

Posted on 18 May 2010

We are pleased to provide you with MMI’s newest publication, Rebuilding the Advisory Relationship 2009-2010: Solutions, Resources and Support—another paper from our MMI Reports series. Prepared for MMI members by FUSE Research and authors Neil Bathon, Mike Evans and Kevin Keefe, the report presents a careful exami- nation of how successful firms are supporting advisor [...]

Press Release

Press Release: UBS to Launch Test of DTCC’s Managed Accounts Service Web Portal

Posted on 19 September 2009

The Depository Trust & Clearing Corporation (DTCC) announced today that UBS Financial Services, the third largest sponsoring broker/dealer of managed accounts in the U.S., is preparing to launch a test, with several investment managers (IMs), of DTCC’s Managed Accounts Service and the recently introduced MAS Portal.