Washington Wonderland By: John J. Kohut Financial Services vs. the Washington Mindset While it looks like Washington is headed for a summer of scandal with round-the-clock Congressional hearings and special prosecutors galore, it’s worth remembering that on a parallel track it’s business as usual, with legislative committees and federal regulators hard at work trying to [...]

David Berkowitz, Marc Brookman, Mark Hancock and Burt White Elected Board Members WASHINGTON, D.C., April 30, 2013 – The Money Management Institute (MMI), the national association representing the managed investment solutions and wealth management industry, today announced that John K. Moninger, Managing Director of Retail Sales for Eaton Vance, has been elected Chairman of MMI’s [...]

Thursday, March 14th, 2013, 12-1 pm ET
2012 was another record year for the SEC’s enforcement program in the investment management area. Now, OCIE is gearing up for its 2013 priorities.

Please join us for a timely discussion of key developments in the SEC’s enforcement and examination program as they may affect managed accounts. Topics will include a summary of important cases against investment advisers, as well as an analysis of key whistleblower issues, 2012 enforcement trends, and SEC priorities for 2013.

Despite a Tepid Q4, Managed Solutions Industry Assets Grow to $2.7 Trillion in 2012, a 20% Increase  S&P 500 Ends Down 0.4% The managed solutions market ended the quarter with a modest growth rate of 2.7%, but experienced a significant one-year growth rate of 20.1%, which translates into an increase of $459 billion. The industry hasn’t seen [...]